Introduction
Anemia is a common hematological side effect in patients with cancer, both at the time of diagnosis and during antineoplastic treatment. Some of the most important causes of anemia in this setting are blood loss, chemotherapy-induced myelosuppression and iron deficiency (ID), defined as either a decrease in the total iron content in the body or as a failure to release iron at a sufficient rate to keep pace with the demands of the bone marrow [1]. Patients with anemia have a poor prognosis, physical symptoms and a low quality of life; they therefore require appropriate treatment [2,3]. Research has shown that the effect of red blood cell (RBC) transfusion in cancer patients is temporary, while it may be associated with serious thromboembolic events and increased mortality [4,5]. Other treatment options include administration of erythropoietin-stimulating agents (ESA) and iron supplementation. However, only 38.9% of cancer patients have their anemia treated and only 6.5% are treated with iron supplementation alone [6].
According to a Cochrane review [7], the use of ESA in cancer-related anemia is beneficial in some aspects. These agents are, however, linked to severe adverse effects, such as increased mortality. Importantly, the proportion of patients reaching target hemoglobin (Hb) levels is variable [8]. Recent guidelines on the treatment of cancer-related anemia therefore strongly recommend the reduction or prevention of transfusions and a restricted use of ESA at the lowest required dose [1,9].
The most important reason for ESA-refractory anemia is ID [10], which occurs in 43% of cancer patients [11]. A recent Cochrane review evaluated ESA treatment in combination with iron supplementation [12]. The authors concluded that the addition of iron to ESA offers a superior hematopoietic response, reduces the need for RBC transfusions, improves Hb levels (mean difference 0.48 g/dL), and appears to be well tolerated in comparison to ESA alone. In addition, intravenous (IV) iron was found to be superior to oral iron supplementation in terms of hematopoietic response and mean change in Hb levels. This evidence supports the important and possibly underestimated role of IV iron administration on its own in the treatment of ID anemia in cancer patients [13]. A handful of studies also suggest that patients without concomitant ESA can benefit from IV iron therapy (Table 1). This includes three randomized controlled clinical trials showing that IV iron alone significantly reduces transfusion requirements in patients with gynecological cancers [14-16]. Two large observational studies also found that median Hb increases were not substantially different in patients treated with IV iron with or without ESA [17,18]. Finally, one small (n=17) randomized controlled trial studied the effect of IV iron in patients suffering from anemia of chronic disease and also noted a significant change in Hb [19]. Also note that the use of pre- or perioperative intravenous iron therapy in oncological colorectal surgery might improve postoperative Hb levels and might decrease the need for postoperative RBC transfusion. However, firm conclusions on this issue have not yet been drawn [20,21].
Table 1 Studies assessing the effect of IV iron in monotherapy
This was a retrospective study of digestive oncology (DIO) patients receiving IV iron as monotherapy for ID anemia. We aimed to further evaluate the effect of this therapy on Hb, transferrin saturation (TSAT) and serum ferritin (SF) levels. In addition, we performed a review of the pathophysiology of ID anemia in an oncology setting, paying specific attention to the role of hepcidin as an emerging parameter in differentiating different types of anemia in this population [22,23]. The main goal of this study was to identify the patients who benefit most from IV iron treatment.
Patients and methods
Patients and study data
We performed a retrospective observational study among patients with malignant disease of the gastrointestinal tract who were treated with intravenous ferric carboxymaltose (FCM) because of anemia. The study protocol was approved by the Ethics Committee of the University Hospitals Leuven.
Between 2012 and 2014, 513 patients were seen in the outpatient DIO clinic or were admitted to hospital. They had received a total of 619 intravenous FCM administrations. Hb, TSAT and SF levels were recorded at baseline, which was on the day of FCM administration, and four weeks after the last administration. Not all parameters were available for all patients. Most patients only received one dose of FCM. If patients were administered a second dose within four weeks of the first administration, the two doses were considered as one cumulative dose. Patients’ age, sex, body weight, type of primary tumor, tumor staging, type of chemotherapy (if applicable), and cumulative dose of FCM were also documented.
According to the standard of care FCM-dosing scheme (Table 2), based upon the modified Ganzoni formula, which estimates a patient’s total body iron deficit using body weight and baseline Hb [24], patients were grouped as follows: those who were treated adequately, and those who were treated inadequately (insufficient dose of FCM according to body weight and baseline Hb); patients were also grouped according to low or high baseline ferritin levels. As SF levels <100 μg/L in combination with TSAT <20% strongly suggest absolute ID (AID), whereas SF levels >100 μg/L and TSAT <20% usually indicate iron sequestration as seen in anemia of chronic disease (ACD), a cutoff point of SF=100 µg/L was chosen [25].
Table 2 Ferric carboxymaltose dosing scheme
Statistical analysis
Quantitative variables were expressed as mean ± standard deviation (STD), as median value and full range (minimum-maximum), or as median value and interquartile range (IQR). The Mann-Whitney U test was used to compare variables between two independent groups (adequate vs. non-adequate, low baseline SF vs. high baseline SF). The Wilcoxon signed-rank test was used to compare variables within one group (baseline vs. follow up). A P-value <0.05 was considered statistically significant. The data analysis for this paper was generated using SAS software, Version 9.4 M4 of the SAS System for Windows (SAS Institute Inc., Cary, NC, USA).
Results
Of the 513 initially identified patients, 99 were excluded because they lacked information essential for analysis (i.e., baseline or follow-up Hb was not retrieved). Forty-one (9.9%) of the remaining 414 patients received a transfusion with RBC, despite FCM treatment at baseline or during the follow-up period, and were excluded from the analysis. In addition, 54 of the remaining 373 patients were excluded because their baseline iron status was unknown. We also excluded patients who had either a baseline TSAT >20% (n=14) or a baseline SF >30 µg/L and no baseline TSAT (n=2), as the other patients seemed most likely to be iron deficient (functional or absolute) [25] and since this subgroup appeared too small for analysis.
Hence, data for 303 patients were retained for analytic purposes. None of these patients received ESA; 57 (18.8%) of them received two separate doses of FCM within four weeks.
Patient characteristics (Table 3)
Table 3 Patient characteristics
The median (IQR) age of our population was 64 (55-72) years. About 75% (n=226) had metastatic disease and 90.1% (n=273) were on active myelosuppressive chemotherapy. The median dose of FCM administered was 1000 mg.
One hundred nineteen patients were treated adequately (39.3%) and 184 were treated inadequately (60.7%). No significant differences in other demographics or disease characteristics were noted between these subgroups.
Baseline and follow-up Hb levels were available for the whole study group (n=303). Iron status parameters were assessed in 52% (SF, n=157) and 99% (TSAT, n=301) of patients at baseline. Follow-up values were available for 31% (SF, n=95) and 64% (TSAT, n=193) of patients. However, both baseline and follow-up values were retrieved in only 23% (SF, n=69) and 63% (TSAT, n=192) of patients.
Effectiveness: overall group (Table 4)
Table 4 Baseline and follow up hemoglobin, serum ferritin and transferrin saturation: overall effects and effects across subgroups
The median (IQR) baseline levels of Hb, SF and TSAT were 10.0 (9.2-10.9) g/dL, 219 (47-610) µg/L and 12 (8-14) %, respectively. At follow up, Hb was 10.8 (9.6-11.9) g/dL, SF was 988 (528-1715) µg/L and TSAT was 22 (16-29) %. The differences were 0.5 (-0.1-1.6) g/dL for Hb, 464 (230-830) µg/L for SF and 11 (5-18.5) % for TSAT. All these increases were statistically significant (P<0.001).
Effectiveness: adequately vs. inadequately dosed subgroups (Table 4)
A statistically significant difference was observed in baseline Hb between the inadequately and the adequately dosed group: 9.7 (9.0-10.7) vs. 10.5 (9.5-11.2) g/dL, respectively (P<0.001). The levels at follow up were also significantly different, with the inadequately dosed group ending up with a lower follow-up Hb level: median (IQR) Hb, 10.7 (9.6-11.7) vs. 11.2 (9.9-12.2) g/dL (P=0.036). There was a significant increase in Hb from baseline to follow up in both subgroups (P<0.001). The difference between the median changes in the two subgroups, however, was not significant (P=0.206).
Iron parameters did not differ significantly between these subgroups at baseline or at follow up, and the same was observed for the median change seen in these groups.
Effectiveness: low baseline ferritin vs. high baseline ferritin subgroups (Table 4)
Fifty patients started with a low level of SF and 107 patients had an SF level higher than 100 µg/L at baseline. Baseline Hb levels were statistically significantly different across subgroups, with a median baseline (IQR) level of 10.1 (9.2-11.3) g/dL in the low-SF group and 9.7 (8.7-10.7) g/dL in the high-SF group (P=0.044). Baseline TSAT levels were statistically significantly lower in the low-SF group: 7.5 (5-11) vs. 13 (10-14) % in the high-SF group (P<0.001). In the low-ferritin group, 42% were treated adequately; in the high ferritin group, 30% were treated adequately.
At follow up, median (IQR) Hb levels were also statistically significantly different, with 11.7 (10.3-12.6) g/dL in the low-SF group and 10.6 (9.2-11.5) g/dL in the high-SF group (P<0.001). Median SF levels at follow up were also different (P=0.001). However, median (IQR) TSAT levels were similar: 24 (16-31) % in the low baseline SF group vs. 20 (15-28) % in the high baseline SF group, (P=0.414).
In the low baseline SF group, the median (IQR) change in Hb was significantly higher than in the high baseline SF group: 1.2 (0.3-2.2) vs. 0.4 (-0.3-1.4) g/dL, respectively (P=0.004). The increase in TSAT was also significantly greater in the low-SF group: 18 (8-22) vs. 8 (0-17) % for the high-SF group (P=0.007). The SF increase was similar in both groups.
Discussion
In general, three ID syndromes leading to iron-restricted erythropoiesis and therefore ID anemia can be differentiated: AID; functional ID (FID); and iron sequestration in ACD [26]. All three of these mechanisms can play a role in cancer patients [8]. FID occurs when bone marrow requirements are higher than iron stores. AID is the absence of storage iron, which can occur through nutritional deficiencies, blood loss or malabsorption. Finally, ACD with iron sequestration occurs in a state of inflammation where hepcidin acts to sequester iron by inhibiting the egress of storage iron from hepatocytes and macrophages into plasma, and also by inhibiting the absorption of dietary iron in duodenal enterocytes [27]. It is well known that interleukin (IL)-6, among other cytokines, readily induces hepcidin release from hepatocytes. Since IL-6 is abundant in inflammatory states such as cancer, this explains the important role of hepcidin in ACD.
Differentiating between these three ID types is important, since current National Comprehensive Cancer Network guidelines [1] recommend IV iron for AID patients, and ESA in addition to IV iron for ACD patients. However, making the differential diagnosis with the current available tests remains challenging. In addition, multiple mechanisms tend to occur simultaneously, leading to a mixed status of ID (e.g., AID coexisting with ACD) [26]. Conventional iron status parameters are combined to differentiate between AID and ACD [28], but all of these parameters have disadvantages, with substantial overlap between normal subjects, AID, and ACD patients. One of the main problems is that SF is also an acute-phase protein, which is often elevated in inflammatory states (e.g., cancer) and therefore cannot be used reliably as a reflection of iron stores. Furthermore, cutoff values of SF and TSAT to differentiate between ACD and AID differ between studies and often seem to be chosen arbitrarily.
In recent years, hepcidin levels have been proposed as a diagnostic tool, since changes in hepcidin concentrations, in contrast to changes in SF levels, are the cause rather than the result of iron disorders. Shu et al [23] divided 89 cancer patients into AID and ACD groups by Prussian blue staining of bone marrow smears (considered the gold standard diagnostic method to define whether a patient is iron deficient or not [29]) and demonstrated that hepcidin is a promising approach for the discrimination of tumor-related AID and ACD. They found that hepcidin expression showed a decreasing trend in the tumor-related ACD group, the control group and the tumor-related AID group. Furthermore, they identified high expression of IL-6 in both the AID and ACD groups compared with controls, suggestive of chronic inflammation. In the ACD group, IL-6 significantly increased hepcidin expression. In the AID group however, no correlation was found between IL-6 and hepcidin, which indicates that AID can relatively reduce hepcidin levels, even in the presence of inflammation.
One study so far has evaluated the predictive value of hepcidin levels on therapy outcome in patients with chemotherapy-associated anemia treated with ESA, with or without iron supplementation [22]. When the hepcidin level was lower than 64.3 ng/mL (lower two tertiles), the addition of high-dose IV iron to ESA seemed to result in a better clinical response in comparison to ESA alone, ESA with oral iron, ESA with placebo, or ESA with low-dose IV iron: none of the 47 patients in the ESA and high-dose IV iron groups required a transfusion, compared with a 14% transfusion rate for the remaining study population (P=0.0065). When the hepcidin level was higher than 64.3 ng/mL (upper tertile), 6 out of 35 patients required a transfusion and the addition of high- or low-dose IV iron to ESA offered no benefit compared with oral iron or placebo. The erythropoietic response rate was significantly better for the low-hepcidin group (92-95%) than for the high-hepcidin group (56%) when IV iron was added to ESA. Low hepcidin levels may therefore characterize those ID patients who are more likely to benefit from intensive IV iron supplementation. The failure of IV iron to augment erythropoiesis when hepcidin levels are high casts doubt on whether IV iron alone can routinely overcome ACD.
This retrospective observational study documents the effect of FCM treatment for ID anemia in a group of DIO patients. In order to assess the actual effect of FCM treatment, patients receiving RBC transfusion (9.9%) were excluded. This is the first study to document the effect of IV iron as monotherapy in a large group of DIO patients. Furthermore, we differentiated between the effects of this treatment on AID and on ACD patients, assuming that an SF level lower than 100 µg/L correlates with AID, while a level higher than 100 µg/L indicates ACD. Although this approach may be too simple to differentiate appropriately, it can help shape research agendas.
For the total study group, the median increase in Hb was 0.5 (-0.1-1.6) g/dL after a median (IQR) follow-up period of 28 days (25-33). The fact that no significant difference in therapy response was found between the adequate and the inadequate group might imply that current dosing schemes are not optimal. Firm conclusions cannot be drawn, because our two subgroups started with a different baseline Hb. However, a review by Gozzard [30] in 2011 already stated that cumulative doses up to 3000 mg of IV iron should be considered in cancer patients. The author also suggested that higher doses of IV iron may overcome impaired iron absorption associated with hepcidin blockage in ACD.
The median change in Hb levels in our study was lower than those reported in previous studies (Table 1). Since our inadequately-treated group started with a baseline Hb that was lower than the adequately-treated group, patients that had the highest need for treatment (i.e., those with the lower Hb levels at baseline) were actually undertreated. The fact that our population had a higher percentage of metastatic disease and a higher proportion of patients on active myelosuppressive chemotherapy than previous studies might be another explanation for this difference (Table 1 vs. Table 3). Finally, our subgroup of DIO patients might not respond in the same way to IV iron therapy as other cancer patients do. A reason for this might be that the high rate of liver metastases in this group impairs liver function capacity, which could also compromise iron homeostasis.
As previously stated, differentiating between ACD and AID with current laboratory testing is not easy in cancer patients. We considered our low baseline SF group as AID patients and our high baseline SF groups as ACD patients. A significant difference was found between these two groups: the low ferritin/AID group showed a better response to FCM treatment, since their median change in Hb was significantly better. This implies a difference in response to IV iron therapy depending on the mechanism of ID, with monotherapy IV iron benefiting AID patients more than those with ACD.
These findings support the studies by Shu et al [23] and Steensma et al [22]. The latter stated that low serum hepcidin levels may help predict the response to ESA and supplemental iron. Shu et al showed that low hepcidin levels correspond with AID. Moreover, this study stated that, even in an inflammatory state (such as cancer), hepcidin levels remain a reliable marker to differentiate between AID and ACD (in contrast to ferritin). Remarkably, the cutoff of serum hepcidin levels indicated a better therapy-response in the Steensma et al study, and the levels corresponding with AID in the Shu et al study were almost exactly the same: <64.3 ng/mL and <64.1 ± 15.9 ng/mL (mean ± STD), respectively.
As this was a retrospective study, several shortcomings were inevitable and therefore firm conclusions cannot be drawn. First, we did not have a control group in our analysis, nor did we evaluate the effect on transfusion requirements. We excluded patients receiving RBC transfusion from analyses, thereby possibly introducing a bias that favors treatment with FCM. The follow-up period to assess the response to FCM therapy might have been too short, and its full effect could thus have been underestimated. We did not assess kidney function or vitamin B12/folic levels as possible confounding factors, nor was our patients’ surgical status known. Finally, we did not evaluate a possible benefit as regards long-term outcome in terms of survival, nor did we investigate the effect on quality of life.
In conclusion, IV iron monotherapy plays a role in ID anemia in DIO patients treated with myelosuppressive chemotherapy. An important finding is that the response to therapy is dependent on the underlying mechanism. At present, differentiating between AID and ACD is not easy. With hepcidin emerging as a possible marker for differentiating between ID subtypes, this might become more feasible in the future. As assessing hepcidin status becomes more available in modern laboratories, future studies should include this marker in the evaluation of anemia to further investigate its clinical implications in terms of predicting response to therapy.
What is already known:
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Anemia in digestive oncology patients is common and is often associated with iron deficiency (ID)
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The underlying mechanisms of ID anemia in oncology patients can differ. At present, differentiating between them (absolute ID anemia and anemia of chronic disease) is not easy
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Treatment of ID anemia with erythropoietic agents has been abandoned because of significant side effects
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IV iron as a monotherapy has only been evaluated in a handful of studies with very heterogeneous groups of oncology patients, but seems to be beneficial
What the new findings are:
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IV iron as a monotherapy in a subset of gastrointestinal cancer patients seems to be beneficial, although therapy response is dependent on the underlying mechanism of ID
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Baseline ferritin levels seem to be a good predictor of therapy response
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With hepcidin emerging as a possible marker for differentiating between anemia subtypes, this might become a more valuable predictor of therapy response in the future